6.2 Volumes by Slicing: Disks and Washers
Slice a solid like a loaf of bread, add up the slice areas: $V=\int_a^b A(x)\,dx$. For solids of revolution the slices are disks $\pi R^2$ or washers $\pi\left(R^2-r^2\right)$.
How much water does a vase hold? How much concrete goes into a tapered column, or how large is a tumour seen on a series of medical scans? For a box or a cylinder we multiply a base area by a height. Most real objects are not so obliging: their cross-sections change size and shape as we move along them.
The idea that rescues us is the one from Section 6.1, now in three dimensions. Cut the solid into thin slices perpendicular to an axis, like a loaf of bread. Each slice is almost a thin cylinder (a slab with constant cross-section), whose volume is area $\times$ thickness. Add up the slices and take the limit as the slices become infinitely thin: the sum turns into an integral of the cross-sectional area. When the solid is made by spinning a region about a line, every slice is a disk or a washer, and the area of each slice is simply $\pi\times(\text{radius})^2$.
Volume by Slicing
Let $S$ be a solid lying between the planes $x=a$ and $x=b$, and let $A(x)$ be the area of its cross-section by the plane perpendicular to the $x$-axis at $x$. Cut $[a,b]$ into $n$ pieces of width $\Delta x$ and pick $x_i^*$ in the $i$-th piece. The $i$-th slice is approximately a slab of base area $A(x_i^*)$ and thickness $\Delta x$, so $$V\approx\sum_{i=1}^{n}A(x_i^*)\,\Delta x .$$ This is a Riemann sum for $A$; refining the slices gives an integral.
- Sketch the solid (or its base) and choose an axis. Draw one typical cross-section perpendicular to it.
- Express the size of that cross-section (a side, a radius, a height) in terms of the position $x$ — similar triangles and the equations of the boundary curves are the usual tools.
- Write $A(x)$ using the area formula for the shape: square $s^2$, equilateral triangle $\tfrac{\sqrt3}{4}s^2$, semicircle $\tfrac{\pi}{2}r^2$, disk $\pi r^2$, …
- Integrate $A(x)$ between the extreme positions $a$ and $b$, and check the units ($\text{length}^2\times\text{length}=\text{length}^3$).
The Disk Method
Many solids met in practice — bottles, bowls, nose cones, lenses, turned table legs — are made by spinning a flat shape about a line.
If the region lies between the curve $y=f(x)$ and the $x$-axis and we spin it about the $x$-axis, every cross-section perpendicular to the axis is a disk of radius $|f(x)|$. Its area is $A(x)=\pi[f(x)]^2$, and Definition 6.2 gives the volume at once.
Let $f$ be continuous on $[a,b]$, and let $S$ be the solid obtained by revolving the region between $y=f(x)$ and the $x$-axis, $a\le x\le b$, about the $x$-axis. Then $$V=\int_a^b\pi\left[f(x)\right]^2dx .$$
Likewise, if $g$ is continuous on $[c,d]$ and the region between $x=g(y)$ and the $y$-axis, $c\le y\le d$, is revolved about the $y$-axis, then $V=\displaystyle\int_c^d\pi\left[g(y)\right]^2dy$.
The Washer Method
If the region being revolved does not touch the axis, each slice has a hole in the middle: it is a washer (an annulus), with an outer radius $R$ (distance from the axis to the far edge of the region) and an inner radius $r$ (distance to the near edge). Its area is the big disk minus the hole, $\pi R^2-\pi r^2$.
Let $f$ and $g$ be continuous on $[a,b]$ with $f(x)\ge g(x)\ge0$. Revolving the region between $y=f(x)$ and $y=g(x)$, $a\le x\le b$, about the $x$-axis gives a solid of volume $$V=\int_a^b\pi\left(\left[f(x)\right]^2-\left[g(x)\right]^2\right)dx .$$
Other axes. If the region is revolved about a horizontal line $y=k$ that does not pass through its interior, let $R(x)$ and $r(x)$ be the distances from the line to the farther and nearer boundary curves. Then $V=\displaystyle\int_a^b\pi\left(R(x)^2-r(x)^2\right)dx$. For a vertical axis $x=h$ the slices are horizontal and $V=\displaystyle\int_c^d\pi\left(R(y)^2-r(y)^2\right)dy$, with the radii measured horizontally from $x=h$.
- Sketch the region, the axis of revolution, and one slice perpendicular to the axis. Horizontal axis $\Rightarrow$ vertical slices, integrate in $x$. Vertical axis $\Rightarrow$ horizontal slices, integrate in $y$.
- Find the limits of integration (usually from intersection points).
- Measure $R$ and $r$ from the axis: for the axis $y=k$ lying below the region, $R=\text{top}-k$ and $r=\text{bottom}-k$; for $y=k$ lying above it, $R=k-\text{bottom}$ and $r=k-\text{top}$. If the region touches the axis, $r=0$ (disks).
- Integrate $\pi\left(R^2-r^2\right)$.
1. $\pi(R-r)^2$ is not $\pi\left(R^2-r^2\right)$. In Example 5, $\pi\int_0^1\left(x-x^2\right)^2dx=\tfrac{\pi}{30}$ — only a quarter of the correct $\tfrac{2\pi}{15}$. Squaring the height of the strip gives the area of a disk whose radius is the strip, which is not the washer the strip sweeps out.
2. Radii are distances from the axis, not $y$-values. When the axis is $y=-1$, a curve at height $y$ is at distance $y+1$ from it.
3. Match the variable to the axis. Revolving about a vertical line needs horizontal slices and $dy$ — write the boundary curves as $x$ in terms of $y$ first.
Exercises
- 1 The base is the triangle with vertices $(0,0)$, $(4,0)$ and $(0,4)$. Cross-sections perpendicular to the $x$-axis are squares.
- 2 Same base as part 1; cross-sections perpendicular to the $x$-axis are semicircles with their diameter in the base.
- 3 The base is the disk $x^2+y^2\le9$; cross-sections perpendicular to the $x$-axis are squares.
- 4 The base is the disk $x^2+y^2\le9$; cross-sections perpendicular to the $x$-axis are equilateral triangles.
- 5 The base is the region between $y=x^2$ and $y=1$; cross-sections perpendicular to the $y$-axis are squares.
- 6 Engineering. A concrete footing is $1.5$ m tall. Its horizontal cross-sections are squares whose side shrinks linearly from $2$ m at the bottom to $1$ m at the top. How much concrete is needed?
- 1 $y=x^2$, $y=0$, $0\le x\le2$; about the $x$-axis
- 2 $y=e^{-x}$, $y=0$, $0\le x\le1$; about the $x$-axis
- 3 $y=\sin x$, $y=0$, $0\le x\le\pi$; about the $x$-axis
- 4 $y=\dfrac1x$, $y=0$, $1\le x\le4$; about the $x$-axis
- 5 $y=\sec x$, $y=0$, $0\le x\le\tfrac\pi4$; about the $x$-axis
- 6 $y=x^2$, $y=9$, $x=0$ ($x\ge0$); about the $y$-axis
- 7 $x=\dfrac1y$, $x=0$, $1\le y\le3$; about the $y$-axis
- 8 Revolve $y=\dfrac{r}{h}x$, $0\le x\le h$, about the $x$-axis to show that a cone has volume $\tfrac13\pi r^2h$. Then find the volume of a cone of radius $3$ cm and height $5$ cm.
- 9 Sport. Model a rugby ball as the solid formed by revolving the upper half of the ellipse $\dfrac{x^2}{a^2}+\dfrac{y^2}{b^2}=1$ about the $x$-axis. Show $V=\tfrac43\pi ab^2$ and evaluate it for $a=14$ cm, $b=9$ cm.
- 1 $y=\sqrt x$ and $y=x$; about the $x$-axis
- 2 $y=2x$ and $y=x^2$; about the $x$-axis
- 3 $y=2x$ and $y=x^2$; about the $y$-axis
- 4 $y=x^2$ and $y=4$; about the line $y=4$
- 5 $y=x^2$ and $y=4$; about the line $y=-1$
- 6 $y=x$ and $y=x^2$; about the line $x=1$
- 7 $y=\sqrt x$, $y=0$ and $x=4$; about the line $x=4$
- 8 $y=\sin x$ and $y=0$, $0\le x\le\pi$; about the line $y=-1$
- 9 Design. The inside of a bowl is formed by revolving $y=\tfrac{x^2}{4}$ about the $y$-axis ($x$, $y$ in cm). How much does it hold when filled to a depth of $8$ cm?
- 10 For the bowl of part 9, find the volume $V(h)$ when the water is $h$ cm deep, and the depth at which the bowl holds exactly half of the amount in part 9.
- 11 Challenge. A cylindrical hole of radius $1$ cm is drilled along a diameter through a solid ball of radius $2$ cm. Find the volume of the bead that remains.
- 1 For the region between $y=x$ and $y=x^2$ revolved about the $x$-axis, a student writes $V=\pi\displaystyle\int_0^1\left(x-x^2\right)^2dx$. Evaluate the student's integral, compare it with Example 5, and explain the error.
- 2 Cavalieri's principle. Explain, using $V=\int_a^bA(x)\,dx$, why a straight stack of coins and the same stack pushed sideways into a slanted pile have the same volume.
- 3 The region under $y=\sqrt x$, $0\le x\le4$, is revolved (a) about the $x$-axis, (b) about the $y$-axis. Which solid is larger, and by how much?
Research question. How do radiologists measure the volume of a tumour or an organ from a stack of medical images, and how accurate is the quick "ellipsoid" formula they often use?
Why it matters. Whether a tumour is shrinking under treatment is judged by its volume. CT and MRI scanners produce cross-sectional images at fixed spacing; adding up slice areas times spacing is exactly the slicing method $V=\int A(z)\,dz$ (often called the Cavalieri method in medicine).
What to do.
- Sample case: a lesion appears on seven scan slices $0.5$ cm apart, with cross-sectional areas $0,\ 2.1,\ 3.6,\ 4.2,\ 3.8,\ 2.4,\ 0$ cm² at $z=0,0.5,\dots,3.0$ cm.
- Estimate the volume with the trapezoidal rule and with Simpson's rule (Section 5.4).
- Clinicians often use the ellipsoid formula $V\approx\tfrac{\pi}{6}LWH$. With length $L=3.0$ cm, width $W=2.6$ cm and height $H=2.0$ cm, compute this estimate and compare.
- Explain where the formula $\tfrac{\pi}{6}LWH$ comes from: it is $\tfrac43\pi abc$ with semi-axes $a=\tfrac L2$, $b=\tfrac W2$, $c=\tfrac H2$ — prove the case $b=c$ with the disk method (Exercise II.9).
Tools: Calculator or spreadsheet
Hand in: A half-page report with the three volume estimates, the percentage differences between them, and one reason why the slice method is preferred when the shape is irregular.
Going further. The same method estimates the volume of lakes from depth-contour maps, of trees from trunk girths measured at intervals, and of ship hulls from cross-section drawings. Pick one and find real data to try it on.
🧪 Self-check quiz
Q1. Revolving the region under $y=f(x)$, $a\le x\le b$, about the $x$-axis gives volume
Q2. A washer with outer radius $R$ and inner radius $r$ has area
Q3. Revolving the region under $y=x$, $0\le x\le1$, about the $x$-axis gives a cone of volume
Q4. A region lying above the line $y=-2$ is revolved about $y=-2$. If its top boundary is $y=f(x)$, the outer radius is
Q5. A solid has as its base the disk $x^2+y^2\le1$, and its cross-sections perpendicular to the $x$-axis are squares. Its volume is