2.3 The Quantum Mechanical Model: Quantum Numbers and Orbitals
Electrons as waves: the de Broglie relation, Heisenberg's uncertainty principle, the orbital as a cloud of probability, the four quantum numbers, the shapes of s, p and d orbitals, their nodes and their energies.
An electron microscope can photograph a single virus, and the latest instruments can map the position of every atom in a protein. They do it with a beam of electrons — not light — because electrons behave as waves whose wavelength is thousands of times shorter than that of visible light. That electrons are waves at all was a bold guess in 1924, confirmed experimentally in 1927, and it brought down Bohr's picture of an electron circling the nucleus on a neat track.
This section builds the model of the atom used in all of modern chemistry. Two ideas — the wave nature of matter and the uncertainty principle — show why a definite orbit is impossible. Schrödinger's wave mechanics replaces the orbit with the orbital, a region where the electron is likely to be found, and each orbital is labelled by a set of quantum numbers. By the end you will be able to name every orbital, picture its shape, count its nodes and say how its energy compares with others — the tools Section 2.4 uses to write electronic configurations.
The Dual Behaviour of Matter
Section 2.2 showed that radiation behaves both as a wave and as a stream of particles. In 1924 the French physicist Louis de Broglie turned the argument round: if waves can behave like particles, perhaps particles such as electrons can behave like waves. For a photon, $E=h\nu=hc/\lambda$ and its momentum is $p=E/c=h/\lambda$. De Broglie proposed that the same relation between momentum and wavelength holds for every moving particle.
De Broglie's prediction was confirmed in 1927, when C. J. Davisson and L. H. Germer in the USA and G. P. Thomson in Scotland observed that a beam of electrons is diffracted by a crystal, exactly as X-rays are — a property only waves can have. The electron microscope, which uses electron waves to form highly magnified images, is a direct application. Because $h$ is so small, the wavelength is noticeable only for particles of tiny mass: for everyday objects it is far too small to detect.
De Broglie's idea also explains Bohr's mysterious third postulate. If the electron is a wave travelling round a circular orbit, the wave must join smoothly onto itself after one lap; otherwise successive laps interfere destructively and the wave dies away. So a whole number of wavelengths must fit round the circumference: $2\pi r=n\lambda=n\dfrac{h}{m_{e}v}$, which rearranges to $m_{e}vr=n\dfrac{h}{2\pi}$ — exactly Bohr's quantisation condition.
Heisenberg's Uncertainty Principle
To locate an electron we must "see" it — bounce light off it. But light short enough in wavelength to locate something as small as an electron has photons so energetic that the collision changes the electron's momentum unpredictably. Light of longer wavelength disturbs it less but locates it less precisely. In 1927 Werner Heisenberg showed that this is not a fault of our instruments but a basic law of nature, a consequence of the wave nature of matter.
An orbit is a precise path: at every instant the electron would have an exact position and an exact velocity. The uncertainty principle forbids exactly that for an object as light as an electron. So we must give up the idea of trajectories inside atoms and speak instead of the probability of finding the electron in a region of space. Bohr's model, which ignored both the wave nature of the electron and the uncertainty principle, had to be replaced — even though its energies for hydrogen are correct.
Students sometimes say the principle is "only about measurement error". It is not: an electron does not have a sharply defined position and momentum at the same time, whatever instrument is used.
The Quantum Mechanical Model: Orbitals and Quantum Numbers
In 1926 Erwin Schrödinger wrote down the equation that governs the waves of electrons, as Newton's laws govern the motion of cricket balls. For an electron in an atom it has the form $\hat{H}\psi=E\psi$, where $\hat{H}$ is a mathematical operator (the Hamiltonian) describing the electron's kinetic and potential energy, $\psi$ (psi) is the wave function and $E$ the energy. You will not solve it in this course; what matters are its results.
- The equation has acceptable solutions only for certain energies. Quantisation of energy is a consequence of the electron's wave nature, not an extra assumption as in Bohr's model. For hydrogen these energies agree with Bohr's, $E_{n}=-2.18\times10^{-18}/n^{2}\ \mathrm{J}$.
- Each acceptable solution, $\psi$, is an atomic orbital. The wave function itself has no physical meaning, but $\psi^{2}$ (more precisely $|\psi|^{2}$) at any point is the probability density of finding the electron there.
- Each orbital is characterised by three quantum numbers, $n$, $l$ and $m_{l}$, which come out of the solution; a fourth, $m_{s}$, describes the electron's spin.
An atomic orbital is a one-electron wave function $\psi$ for an electron in an atom. In practice we picture it as the region of space around the nucleus where the probability of finding that electron is high — a boundary-surface diagram encloses, say, $90\%$ of the probability. An orbital can hold at most two electrons.
| Orbit (Bohr) | Orbital (quantum mechanics) |
|---|---|
| a definite circular path round the nucleus | a three-dimensional region where the electron is likely to be found |
| electron's position and velocity both exact — contradicts the uncertainty principle | gives only the probability of finding the electron — consistent with it |
| all orbits are circular and flat | orbitals have different shapes (spherical s, dumbbell p, cloverleaf d) and orientations |
| an orbit can hold up to $2n^{2}$ electrons | an orbital holds at most $2$ electrons |
An orbital is named by $n$ followed by the letter for $l$: $n=3$, $l=2$ is a $3d$ orbital. The three quantum numbers $n,l,m_{l}$ identify one orbital; adding $m_{s}$ identifies one electron.
| number of orbitals | maximum electrons | |
|---|---|---|
| subshell with quantum number $l$ | $2l+1$ (s: 1, p: 3, d: 5, f: 7) | $2(2l+1)$ (s: 2, p: 6, d: 10, f: 14) |
| shell with quantum number $n$ | $n^{2}$ (it has $n$ subshells) | $2n^{2}$ |
Shapes of Orbitals, Nodes and Orbital Energies
The probability of finding an electron can be shown in two ways. A charge-cloud picture shades each point according to $\psi^{2}$ — dense where the electron is likely, faint where it is not. A boundary-surface diagram draws a surface of constant $\psi^{2}$ that encloses about $90\%$ of the probability; it gives the familiar "shape" of the orbital.
- s orbitals ($l=0$) are spherically symmetric: the probability of finding the electron depends only on the distance from the nucleus, not on direction. Their size increases with $n$: $1s\lt2s\lt3s$.
- p orbitals ($l=1$) come in sets of three for each $n\ge2$, with $m_{l}=-1,0,+1$. Each has two lobes on opposite sides of the nucleus, and they point along the $x$, $y$ and $z$ axes: $p_{x}$, $p_{y}$, $p_{z}$. The three are degenerate; size and energy increase with $n$ ($2p\lt3p\lt4p$). Each has a nodal plane through the nucleus ($p_{z}$: the $xy$-plane).
- d orbitals ($l=2$) come in sets of five for each $n\ge3$: $d_{xy}$, $d_{yz}$, $d_{xz}$ (four lobes between the axes), $d_{x^{2}-y^{2}}$ (four lobes along the $x$ and $y$ axes) and $d_{z^{2}}$ (two lobes along $z$ with a ring, or "doughnut", in the $xy$-plane). The first four look alike; $d_{z^{2}}$ looks different but has the same energy. The seven f orbitals ($l=3$, $n\ge4$) have still more complicated shapes.
A node is a region where the probability density $\psi^{2}$ is zero. A radial node is a sphere at a fixed distance from the nucleus (the $2s$ orbital has one: an inner sphere of probability, a zero, then an outer shell); an angular node is a plane or a cone through the nucleus (the nodal plane of a p orbital, the two cones of $d_{z^{2}}$).
Energies of orbitals
Hydrogen (one electron). The energy depends only on $n$: $1s\lt2s=2p\lt3s=3p=3d\lt4s=4p=4d=4f\lt\ldots$ All orbitals of one shell are degenerate.
Atoms with more than one electron. The energy depends on both $n$ and $l$. Within a shell, $ns\lt np\lt nd\lt nf$. The subshells of neighbouring shells can overlap: for example $4s$ lies below $3d$ in potassium and calcium. For a given orbital, the energy also falls as the atomic number (nuclear charge) increases.
Why does $l$ matter once there are several electrons? Each electron is attracted by the nucleus but repelled by the other electrons. The inner electrons partly shield (screen) an outer electron from the nucleus, so it feels a smaller effective nuclear charge, $Z_{\text{eff}}$, than the full $+Ze$. An s electron has a significant probability of being found very close to the nucleus — it penetrates the inner shells — so it is shielded less, feels a larger $Z_{\text{eff}}$, and is held more tightly (lower energy) than a p electron of the same shell; a p electron penetrates more than a d electron, and so on. Section 2.4 turns this ordering into the $(n+l)$ rule for filling orbitals.
Exercises
- 1 Find the de Broglie wavelength of an electron moving at $1.0\times10^{6}\ \mathrm{m\,s^{-1}}$.
- 2 Find the de Broglie wavelength of a proton moving at the same speed.
- 3 Find the de Broglie wavelength of a $60\ \mathrm{kg}$ sprinter running at $10\ \mathrm{m\,s^{-1}}$.
- 4 At what speed must an electron travel to have a wavelength of $0.10\ \mathrm{nm}$?
- 5 An electron has a kinetic energy of $4.5\times10^{-25}\ \mathrm{J}$. Find its de Broglie wavelength.
- 6 Electrons are accelerated from rest through a potential difference of $100\ \mathrm{V}$, gaining $100\ \mathrm{eV}$ of kinetic energy. Find their wavelength and explain why such electrons are diffracted by crystals.
- 7 The position of an electron is known to within $1.0\ \mathrm{pm}$. Find the minimum uncertainty in its velocity.
- 8 The speed of a $25\ \mathrm{g}$ ball is known to within $1.0\times10^{-5}\ \mathrm{m\,s^{-1}}$. Find the minimum uncertainty in its position.
- 9 Explain why the uncertainty principle is essential for describing electrons in atoms but irrelevant for describing the motion of a car.
- 1 Give two differences between an orbit and an orbital.
- 2 List the possible values of $l$ for $n=3$, and of $m_{l}$ for each.
- 3 Name the subshell with (a) $n=2,l=1$; (b) $n=4,l=0$; (c) $n=5,l=3$; (d) $n=3,l=2$.
- 4 Which of these designations are impossible: $1p$, $2s$, $2d$, $3f$, $4f$? Explain.
- 5 Give $n$, $l$ and all the possible values of $m_{l}$ for a $4f$ orbital.
- 6 What is the maximum number of electrons that can have (a) $n=3$, $l=1$; (b) $n=3$; (c) $n=2$, $l=1$, $m_{l}=0$?
- 7 Which of these sets $(n,l,m_{l},m_{s})$ are allowed? (a) $(3,0,0,+\tfrac12)$ (b) $(2,1,2,-\tfrac12)$ (c) $(4,2,-2,+\tfrac12)$ (d) $(0,0,0,+\tfrac12)$. Name the orbital for each allowed set.
- 8 How many orbitals are there in the $n=5$ shell? Name its subshells.
- 9 Which quantum number fixes (a) the size, (b) the shape, (c) the orientation of an orbital?
- 10 How many electrons in an atom can have $n+l=5$?
- 1 Describe the boundary-surface diagrams of $2s$, $2p_{z}$ and $3d_{xy}$ orbitals.
- 2 Find the numbers of radial and angular nodes in $2s$, $4p$, $3d$ and $6s$ orbitals.
- 3 Identify the orbital that has one radial node and two angular nodes.
- 4 Which of $3p$, $3d$, $4s$, $4f$ have no radial nodes?
- 5 Name the nodal plane of a $p_{z}$ orbital and the two nodal planes of a $d_{xy}$ orbital.
- 6 Arrange $4s$, $3d$ and $4p$ in order of increasing energy (a) in a hydrogen atom, (b) in a potassium atom.
- 7 Explain why $2s$ has lower energy than $2p$ in lithium, though the two have the same energy in hydrogen.
- 8 Which of $3p_{x}$, $3p_{y}$, $3d_{xy}$, $3p_{z}$ are degenerate in a many-electron atom?
- 9 Use Interactive 2 to find the most probable distance of a $1s$ electron from the nucleus in hydrogen. Which quantity from Bohr's model does it match?
- 1 Using $r_{n}=52.9n^{2}\ \mathrm{pm}$ and $v_{n}=2.18\times10^{6}/n\ \mathrm{m\,s^{-1}}$, find the de Broglie wavelength of the electron in the third Bohr orbit of hydrogen, and show that about three wavelengths fit round the orbit.
- 2 An α-particle and a proton move at the same speed. Find the ratio of their de Broglie wavelengths, $\lambda_{\alpha}/\lambda_{p}$ (take $m_{\alpha}\approx4m_{p}$).
- 3 An electron and a proton have the same de Broglie wavelength. Which has the greater kinetic energy, and by what factor?
- 4 The speed of an electron is measured as $450\ \mathrm{m\,s^{-1}}$ with an uncertainty of $0.010\%$. Find the minimum uncertainty in its position.
E1. NEET Which set of quantum numbers $(n,l,m_{l},m_{s})$ is not possible? (A) $(3,2,-2,+\tfrac12)$ (B) $(2,1,0,-\tfrac12)$ (C) $(4,4,0,+\tfrac12)$ (D) $(5,3,+3,-\tfrac12)$
E2. JEE Main Numerical answer. What is the maximum number of electrons in an atom that can have $n+l=4$?
E3. Board · 3 marks Give three differences between an orbit and an orbital.
E4. JEE Main NEET An electron and a proton have the same kinetic energy. The ratio of their de Broglie wavelengths, $\lambda_{e}/\lambda_{p}$, is about ($m_{p}/m_{e}=1836$) (A) $1$ (B) $1/1836$ (C) $43$ (D) $1836$
E5. JEE Advanced One or more options correct. (A) The angular nodes of a $d_{z^{2}}$ orbital are two cones. (B) A $4f$ orbital has one radial node. (C) In the hydrogen atom the $2s$ and $2p$ orbitals have the same energy. (D) The probability density of a $2p_{x}$ electron is zero everywhere in the $yz$-plane.
E6. Board · 2 marks State Heisenberg's uncertainty principle. Calculate the minimum uncertainty in the position of an electron whose velocity is uncertain by $5.7\times10^{5}\ \mathrm{m\,s^{-1}}$ ($h=6.626\times10^{-34}\ \mathrm{J\,s}$, $m_{e}=9.11\times10^{-31}\ \mathrm{kg}$).
Research question. How can microscopes that use electron waves show individual atoms in a protein, when the best light microscopes cannot see anything smaller than about $200\ \mathrm{nm}$?
Why it matters. In 2020 laboratories in the USA, the UK, China and elsewhere used cryo-electron microscopy (cryo-EM, Nobel Prize in Chemistry 2017) to map the "spike" protein of the virus that causes COVID-19 within weeks of its discovery, guiding vaccine design. The same year, cryo-EM reached a resolution of about $0.12\ \mathrm{nm}$, enough to see individual atoms. The secret is the de Broglie wavelength.
What to do.
- As a rough rule, a microscope cannot resolve details much smaller than about half the wavelength it uses. Estimate the limit for green light, $\lambda=500\ \mathrm{nm}$.
- Electrons accelerated through a voltage $V$ gain kinetic energy $eV$. Using $\lambda=\dfrac{h}{\sqrt{2m_{e}eV}}$, find their wavelength for $V=100\ \mathrm{V}$ and $V=10\ \mathrm{kV}$.
- Microscopes for proteins use $V=200$–$300\ \mathrm{kV}$. Find the speed predicted by $\tfrac12m_{e}v^{2}=eV$ for $200\ \mathrm{kV}$ and compare it with the speed of light. Why must the simple formula be corrected (by Einstein's relativity) at these energies? The corrected wavelength is $2.51\ \mathrm{pm}$; compare it with your uncorrected value.
- If the electron wavelength is a few picometres, why is the best resolution "only" about $0.1\ \mathrm{nm}$? Find out about two practical limits (lens imperfections, radiation damage to the sample).
Tools: Calculator; the de Broglie check-lab above; a reliable source such as the Nobel Prize website's popular-science summary for 2017.
Hand in: A table of wavelengths and resolution limits, and a paragraph explaining to a younger student why "electrons are waves" lets us see atoms.
Going further. Neutrons are also used for diffraction (for example to locate hydrogen atoms in crystals, which X-rays barely see). What speed must a neutron have for a wavelength of $0.15\ \mathrm{nm}$?
🧪 Self-check quiz
Q1. An electron, a proton, a neutron and an α-particle move at the same speed. Which has the longest de Broglie wavelength?
Q2. According to Heisenberg's uncertainty principle, $\Delta x\,\Delta p_{x}$ is
Q3. How many orbitals are there in the shell with $n=4$?
Q4. How many angular nodes does a $3d$ orbital have?
Q5. In a many-electron atom, the energy of an orbital depends on