11.3 The Second Law, Reversible Processes and the Carnot Engine
The first law allows any process that conserves energy; the second law says which of them can actually happen. No cyclic device turns heat completely into work, heat never flows by itself from cold to hot, and even a perfect reversible engine has efficiency $\eta=1-T_2/T_1$.
The oceans hold an enormous store of internal energy. Cooling the top hundred metres of the world's seas by just one-hundredth of a kelvin would release more energy than humanity uses in a year. So why does no ship sail by taking in warm sea water, extracting heat from it, and throwing it back as ice? Energy would be conserved — the first law has no objection. Yet no such machine has ever been built, and it never will be. In the same way, a cup of tea on a cold table never gets hotter by drawing heat from the table, although that too would conserve energy.
Something beyond energy conservation decides which way natural processes go. This section states that extra principle, the second law of thermodynamics, in two equivalent forms. It then separates reversible processes — the idealised, perfectly slow, frictionless kind that could run backwards — from the irreversible ones that make up the real world. Finally it builds the Carnot engine, a reversible cycle between a hot and a cold reservoir, and proves that its efficiency $1-\dfrac{T_2}{T_1}$ is the best that any engine can do.
The second law of thermodynamics
To turn heat into work continuously, a device must work in a cycle (Section 11.2): its working substance — steam, air, a refrigerant — must keep returning to its starting state, so that it can go round again. An isothermal expansion turns all the heat it absorbs into work, but it cannot go on for ever: the gas ends up at low pressure and must be compressed again, and the compression needs work. The question is how much of the heat absorbed in a cycle can come out as net work.
A heat reservoir (thermal reservoir) is a body so large that it can give out or take in any amount of heat without any change in its temperature — the ocean, the atmosphere, a large furnace kept at constant temperature. A reservoir at the higher temperature $T_1$ is called the source; one at the lower temperature $T_2$ is the sink.
A device working in a cycle that takes in heat $Q_1$ from a source, does net work $W$ and gives out heat $Q_2$ to a sink is a heat engine. Over a complete cycle $\Delta U=0$, so the first law gives $W=Q_1-Q_2$. Every engine ever built — steam turbine, petrol engine, jet engine — has $Q_2\gt0$: it throws some heat away. Every refrigerator needs work to be done on it to move heat from its cold interior into the warmer kitchen. These two facts of experience are the second law.
Kelvin–Planck statement. No process is possible whose sole result is the absorption of heat from a reservoir and the complete conversion of this heat into work. (No engine working in a cycle can have $Q_2=0$.)
Clausius statement. No process is possible whose sole result is the transfer of heat from a colder body to a hotter body. (Heat can be moved from cold to hot only if work is done, as in a refrigerator.)
The two statements are equivalent: a device that broke either one could be combined with an ordinary engine or refrigerator to break the other.
The word sole matters. An isothermal expansion of an ideal gas does turn heat completely into work ($\Delta U=0$, $Q=W$), but that is not its only result — the gas is left expanded. A refrigerator does move heat from cold to hot, but not as the sole result — electrical work is used up and more heat comes out at the back than was taken from the inside.
Why the statements are equivalent. Suppose a "perfect refrigerator" broke the Clausius statement, moving heat $Q_2$ from the sink to the source with no work. Run an ordinary engine between the same reservoirs, taking $Q_1$ from the source, doing $W=Q_1-Q_2$ and dumping $Q_2$ in the sink. The perfect refrigerator returns that $Q_2$ to the source. The sink is left unchanged, and the combined device takes net heat $Q_1-Q_2$ from the source and turns all of it into work — breaking the Kelvin–Planck statement. The argument also runs the other way.
Reversible and irreversible processes
Film a pendulum swinging in a vacuum and play it backwards: nobody could tell. Film an egg breaking, a drop of ink spreading through water, a car braking to a stop with hot brakes, and the reversed film is obviously absurd. Most real processes have a direction.
A process is reversible if it can be run backwards so that both the system and its surroundings return exactly to their original states, with no change anywhere else in the universe. Any other process is irreversible.
A process can be reversible only if it is (i) quasi-static — the system passes through equilibrium states, with no finite differences of pressure or temperature inside it or between it and its surroundings — and (ii) free of dissipative effects such as friction, viscosity, electrical resistance and inelastic deformation, which turn work into internal energy.
Two features make most natural processes irreversible. The first is dissipation: friction turns the kinetic energy of a sliding block into internal energy of the block and the floor, and by the Kelvin–Planck statement there is no way to turn all of that back into work with no other change. The second is departure from equilibrium: heat flowing across a finite temperature difference, a gas rushing into a vacuum, two gases mixing, fuel burning. Reversing any of these would require heat to flow from cold to hot by itself, or a gas to collect itself back into one corner — forbidden by the second law.
A reversible process is therefore an idealisation, like a frictionless plane. A slow isothermal compression with a frictionless piston, in contact with a reservoir at the same temperature as the gas, comes close: run it backwards and the gas does the same work on the piston and returns the same heat to the reservoir. Such processes matter because, as the next part shows, they give the most work an engine can deliver.
The Carnot engine and its efficiency
In 1824 the French engineer Sadi Carnot asked: given a source at $T_1$ and a sink at $T_2$, what is the greatest fraction of the heat taken from the source that any engine can turn into work? His insight was that every irreversible step wastes an opportunity to do work — heat flowing straight from a hot body into a cooler one, for example, could have driven an engine on the way. So the best engine must be reversible. It may take in heat only at $T_1$ and give it out only at $T_2$, and each heat exchange must happen across a vanishingly small temperature difference: the gas must be at $T_1$ while it touches the source and at $T_2$ while it touches the sink. In between, it must change temperature with no heat exchanged — adiabatically.
A Carnot engine takes a working substance (here an ideal gas) round a reversible cycle of four quasi-static steps (the Carnot cycle):
- 1 → 2, isothermal expansion at $T_1$ in contact with the source; the gas absorbs heat $Q_1$.
- 2 → 3, adiabatic expansion, insulated, until the gas has cooled to $T_2$.
- 3 → 4, isothermal compression at $T_2$ in contact with the sink; the gas gives out heat $Q_2$.
- 4 → 1, adiabatic compression, insulated, back to $T_1$ and the starting state.
The efficiency of the engine is the fraction of the heat absorbed that is turned into net work:
$$\eta=\frac{W}{Q_1}=\frac{Q_1-Q_2}{Q_1}=1-\frac{Q_2}{Q_1}.$$Finding $\eta$ for a Carnot engine. Take $n$ moles of ideal gas, with the four corners of the cycle at volumes $V_1$, $V_2$, $V_3$, $V_4$. On the two isotherms (Result 11.5):
$$Q_1=nRT_1\ln\frac{V_2}{V_1},\qquad Q_2=nRT_2\ln\frac{V_3}{V_4}.$$On the two adiabats (Result 11.6, $TV^{\gamma-1}=$ const): $T_1V_2^{\gamma-1}=T_2V_3^{\gamma-1}$ and $T_1V_1^{\gamma-1}=T_2V_4^{\gamma-1}$. Dividing one by the other, $\left(\dfrac{V_2}{V_1}\right)^{\gamma-1}=\left(\dfrac{V_3}{V_4}\right)^{\gamma-1}$, so $\dfrac{V_2}{V_1}=\dfrac{V_3}{V_4}$ and the logarithms cancel:
$$\frac{Q_2}{Q_1}=\frac{T_2}{T_1}.$$The work done by the gas in the adiabatic expansion, $nC_v(T_1-T_2)$, is exactly cancelled by the work done on it in the adiabatic compression, so the net work comes from the isotherms alone: $W=Q_1-Q_2$.
A Carnot engine working between a source at absolute temperature $T_1$ and a sink at $T_2$ has efficiency
$$\eta=1-\frac{T_2}{T_1},\qquad\text{with}\qquad\frac{Q_2}{Q_1}=\frac{T_2}{T_1}.$$It depends only on the two temperatures (in kelvin), not on the working substance or the size of the cycle. Since $T_2\gt0$, $\eta\lt1$: even a perfect engine must reject heat.
(a) No engine working between two given reservoirs can be more efficient than a Carnot (reversible) engine working between the same reservoirs. (b) All reversible engines working between the same two reservoirs have the same efficiency, $1-\dfrac{T_2}{T_1}$.
Reason. A reversible engine can be run backwards as a refrigerator. If some engine X were more efficient than a Carnot engine, X could drive the reversed Carnot engine: together they would take heat from the sink and deliver it to the source with no net work — or, adjusted, turn heat from one reservoir entirely into work. Both break the second law.
Carnot's result explains how real engines are designed. Power stations burn fuel to make the hottest steam their turbine blades can stand ($800$–$900\ \text{K}$) and cool the exhaust with river or sea water ($\approx300\ \text{K}$), for a Carnot limit near $65\%$. Friction, heat leaks and finite temperature differences bring the real figure to about $35$–$45\%$. The rejected heat is not a sign of bad engineering — the second law demands it.
1. Celsius in $1-\dfrac{T_2}{T_1}$. The ratio $\dfrac{Q_2}{Q_1}=\dfrac{T_2}{T_1}$ holds only for absolute temperatures. Convert to kelvin first.
2. "The second law forbids converting heat completely into work." Only as the sole result of a cycle. A single isothermal expansion does convert heat completely into work — but leaves the gas changed.
3. "A reversible process is one that can go backwards." It must go back with the surroundings restored too. A gas can be pushed back after a free expansion, but the surroundings are left changed.
4. Efficiency as $\dfrac{Q_2}{Q_1}$. Efficiency is $\dfrac{W}{Q_1}=1-\dfrac{Q_2}{Q_1}$; $\dfrac{Q_2}{Q_1}$ is the fraction wasted.
5. Forgetting the adiabats. In a Carnot cycle no heat flows on the adiabats, but work is done on both; the two works cancel, which is why $W=Q_1-Q_2$ comes from the isotherms.
6. "A better design could reach 100%." No engine between $T_1$ and $T_2$ can beat $1-\dfrac{T_2}{T_1}$, and that equals $1$ only for a sink at absolute zero, which cannot be reached.
For JEE Advanced only: its 2026 syllabus lists the Carnot engine and its efficiency, and general heat engines and refrigerators are set as applications of it. Not in the CBSE syllabus; the JEE Main and NEET 2026 syllabi stop at the second law and reversible and irreversible processes.
Any heat engine — petrol, diesel, steam turbine — takes $Q_1$ from a hot source, does work $W$ and rejects $Q_2$ in each cycle, with efficiency $\eta=\dfrac{W}{Q_1}=1-\dfrac{Q_2}{Q_1}$ (Carnot's theorem: $\eta\le1-\dfrac{T_2}{T_1}$). Typical values: car petrol engine $25$–$30\%$, large diesel engine $40$–$50\%$, combined-cycle gas power station about $60\%$.
A refrigerator is an engine run backwards: work $W$ is done on the working substance (by the compressor), which takes heat $Q_2$ from the cold space at $T_2$ and delivers $Q_1=Q_2+W$ to the warmer surroundings at $T_1$. Its coefficient of performance is the heat removed per unit work,
$$\beta=\frac{Q_2}{W}=\frac{Q_2}{Q_1-Q_2},\qquad\beta_\text{Carnot}=\frac{T_2}{T_1-T_2}.$$A heat pump is the same machine used to warm a building: what matters is the heat delivered, $\text{COP}_\text{hp}=\dfrac{Q_1}{W}=\beta+1$, at most $\dfrac{T_1}{T_1-T_2}$. Both can exceed 1 — that is not "free energy": the work only moves heat. For a reversible engine and refrigerator between the same reservoirs, $\beta=\dfrac{1-\eta}{\eta}$.
Example. A freezer at $-10\ ^\circ\text{C}$ ($263\ \text{K}$) in a room at $30\ ^\circ\text{C}$ ($303\ \text{K}$) freezes $1.0\ \text{kg}$ of water already at $0\ ^\circ\text{C}$ ($L=334\ \text{kJ/kg}$). The best possible $\beta=\dfrac{263}{40}=6.6$, so the work needed is at least $\dfrac{334}{6.58}=51\ \text{kJ}$, and at least $385\ \text{kJ}$ of heat goes into the room. Real freezers, with $\beta\approx2$–$3$, need about three times that work.
Exercises
Temperatures in the efficiency formula must be in kelvin ($T/\text{K}=t/^\circ\text{C}+273$). Take $R=8.31\ \text{J mol}^{-1}\text{K}^{-1}$. All engines work in cycles between two reservoirs.
- 1 State the Kelvin–Planck statement of the second law of thermodynamics.
- 2 State the Clausius statement of the second law.
- 3 Outline why a device that broke the Clausius statement could be used to break the Kelvin–Planck statement.
- 4 A ship's engine is designed to run on heat taken from the sea, with no other reservoir. Which law forbids it? Does it break the first law?
- 5 Can you cool a closed kitchen by leaving the refrigerator door open? Explain.
- 6 Explain the difference between what the first law and the second law tell us about a proposed process.
- 7 Can heat ever flow from a colder body to a hotter one? Explain, with an example.
- 1 Define a reversible process. State the two conditions it must satisfy.
- 2 Classify as reversible (ideally) or irreversible: (a) slow frictionless adiabatic compression; (b) the explosion of a petrol–air mixture; (c) a falling stone hitting the ground; (d) ice melting very slowly in surroundings only infinitesimally above $0\ ^\circ\text{C}$; (e) two gases diffusing into each other.
- 3 $2.0\ \text{mol}$ of an ideal gas at $350\ \text{K}$ in a $5.0\ \text{L}$ insulated vessel expands freely into an evacuated, insulated $10.0\ \text{L}$ vessel joined to it. Find $Q$, $W$, $\Delta U$, the final temperature, and the initial and final pressures.
- 4 For the gas of part 3, how much work must be done to push it back slowly and isothermally into the $5.0\ \text{L}$ vessel? Why does this show that the free expansion is irreversible?
- 5 Explain why all natural (spontaneous) processes are irreversible.
- 6 $1000\ \text{J}$ of heat flows by conduction directly from a reservoir at $500\ \text{K}$ to one at $300\ \text{K}$. How much work could a reversible engine have produced from the same $1000\ \text{J}$ taken from the hotter reservoir?
- 1 Describe the four steps of a Carnot cycle for an ideal gas and sketch it on a $p$–$V$ diagram, marking where heat is absorbed and rejected.
- 2 A Carnot engine works between $600\ \text{K}$ and $300\ \text{K}$ and absorbs $2000\ \text{J}$ per cycle. Find its efficiency, the work per cycle and the heat rejected.
- 3 A Carnot engine of efficiency $30\%$ rejects $700\ \text{J}$ per cycle to a sink at $280\ \text{K}$. Find the heat absorbed, the work done and the source temperature.
- 4 A steam power plant has its steam at $540\ ^\circ\text{C}$ and its condenser at $40\ ^\circ\text{C}$. Find the Carnot limit on its efficiency.
- 5 A Carnot engine works between $500\ \text{K}$ and $300\ \text{K}$. Which raises its efficiency more: raising the source temperature by $50\ \text{K}$, or lowering the sink temperature by $50\ \text{K}$?
- 6 Two Carnot engines work in series: the first between $800\ \text{K}$ and $T$, the second between $T$ and $200\ \text{K}$, the second taking in exactly the heat the first rejects. Find $T$ if (a) their efficiencies are equal, (b) they do equal work.
- 7 Why can no engine have an efficiency of $100\%$?
- 8 $1.0\ \text{mol}$ of a diatomic ideal gas runs a Carnot cycle between $400\ \text{K}$ and $300\ \text{K}$, expanding isothermally from $5.0\ \text{L}$ to $10.0\ \text{L}$. Find $Q_1$, $W$, $Q_2$ and the largest volume reached.
- 1 (Modelling) The burning gases in a car engine reach about $1100\ \text{K}$ and the exhaust leaves at about $400\ \text{K}$. Find the Carnot limit for these temperatures. The real engine turns $25\%$ of the fuel's energy into work; for $1.0\ \text{MJ}$ of fuel energy, find the work and the heat rejected, and what fraction of the Carnot limit the engine reaches.
- 2 (Modelling) An ocean thermal power plant uses warm surface water at $25\ ^\circ\text{C}$ and cold deep water at $5\ ^\circ\text{C}$. Find its Carnot efficiency and the least heat it must take in each second to deliver $100\ \text{MW}$.
- 3 (Modelling) A geothermal power plant takes heat from underground water at $450\ \text{K}$ and rejects heat at $300\ \text{K}$. It reaches $60\%$ of its Carnot efficiency and delivers $10\ \text{MW}$. Find the heat taken in and rejected per second.
- 4 Show that for a Carnot cycle $\dfrac{Q_1}{T_1}=\dfrac{Q_2}{T_2}$.
- 5 A Carnot engine does $200\ \text{J}$ of work per cycle and rejects $300\ \text{J}$ to a sink at $27\ ^\circ\text{C}$. Find the source temperature.
- 6 An engine working between $500\ \text{K}$ and $300\ \text{K}$ takes in $1000\ \text{J}$ per cycle and rejects $650\ \text{J}$. Is it possible? Is it reversible?
- 7 Another engine between the same reservoirs claims to take in $1000\ \text{J}$ and reject only $550\ \text{J}$ per cycle. Comment.
E1. Board · 2 marks State the Kelvin–Planck and the Clausius statements of the second law of thermodynamics.
E2. NEET JEE Main Which of these processes can be (very nearly) reversible? (a) A gas expanding freely into a vacuum (b) Heat flowing along a copper rod from boiling water to ice (c) An ideal gas compressed isothermally, very slowly, by a frictionless piston in a cylinder in contact with a large reservoir (d) Water churned by a paddle wheel driven by a falling weight
E3. JEE Advanced (Numerical value) A Carnot engine has an efficiency of $40\%$ with its sink at $300\ \text{K}$. By how many kelvin must the source temperature be raised, keeping the sink fixed, to make the efficiency $50\%$?
E4. JEE Advanced (One or more correct) $1$ mol of an ideal gas runs a Carnot cycle between $600\ \text{K}$ and $300\ \text{K}$; in the isothermal expansion its volume doubles. Which statements are correct? (A) The efficiency is $50\%$. (B) The heat absorbed per cycle is $600R\ln2$. (C) The net work per cycle is $300R\ln2$. (D) In the adiabatic expansion the volume also doubles.
E5. JEE Advanced A Carnot refrigerator keeps its cold compartment at $-3\ ^\circ\text{C}$ in a room at $27\ ^\circ\text{C}$. Its coefficient of performance is (a) $9$ (b) $10$ (c) $0.9$ (d) $0.1$
E6. Board · Case study An inventor claims to have built an engine that works between a geothermal source at $450\ \text{K}$ and a river at $300\ \text{K}$, takes in $1500\ \text{J}$ of heat per cycle and does $600\ \text{J}$ of work. (i) What is the greatest possible efficiency of any engine between these reservoirs? [1] (ii) Calculate the claimed efficiency and decide whether the claim can be true. [1] (iii) For the same heat input, find the most work possible per cycle and the least heat that must be rejected. [2]
Research question. How close do the world's power stations come to the Carnot limit — and is the Carnot efficiency even the right benchmark?
Why it matters. Most of the world's electricity still comes from heat engines: coal, gas and nuclear stations, geothermal and solar-thermal plants. Each percentage point of efficiency means millions of tonnes of fuel and of carbon dioxide a year, and the rejected heat warms rivers and seas. Engineers in every country compare their plants with the thermodynamic limits you have just met.
What to do.
- Choose four kinds of plant: a coal-fired steam station, a nuclear (pressurised-water) station, a geothermal station and a combined-cycle gas station. From engineering websites or company and government reports, find for each a typical hottest working temperature, the cooling-water temperature and the actual efficiency (electrical output ÷ heat input).
- Convert the temperatures to kelvin and compute the Carnot limit $1-\dfrac{T_2}{T_1}$ for each plant.
- Compute the ratio (actual efficiency) ÷ (Carnot limit). Which kind of plant comes closest?
- A Carnot engine is infinitely slow, so it delivers zero power. Engineers have suggested that an engine run for maximum power has efficiency close to $1-\sqrt{T_2/T_1}$. Compute this too and compare it with the actual values.
- Explain why nuclear stations, which run their steam cooler than coal stations for safety, have lower efficiencies.
Tools: Spreadsheet; published plant data; a calculator for the square roots.
Hand in: A table of $T_1$, $T_2$, actual $\eta$, Carnot limit, maximum-power estimate and the two ratios; one paragraph on which benchmark predicts real plants better, and one on where the rejected heat goes.
Going further. Find out how a combined-cycle plant uses the hot exhaust of a gas turbine to raise steam for a second, steam turbine. Show that two Carnot engines in series between $T_1$, $T$ and $T_2$ have the same overall efficiency as one engine between $T_1$ and $T_2$.
🧪 Self-check quiz
Q1. The Kelvin–Planck statement of the second law forbids
Q2. A Carnot engine works between $400\ \text{K}$ and $300\ \text{K}$. Its efficiency is
Q3. Which of these processes is irreversible?
Q4. The efficiency of a Carnot engine depends on
Q5. A Carnot engine absorbs $800\ \text{J}$ per cycle from a source at $400\ \text{K}$ and rejects heat to a sink at $300\ \text{K}$. The heat rejected per cycle is